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Phenomenology of Charisma - Part One
Eight years ago (1997), Len Oakes, an Australian, wrote a book entitled: Prophetic Charisma: The Psychology of Revolutionary Personalities. Building on the work of, among others, Max Weber and Heinz Kohut, as well as using insights gained through his experience with a cult-like group and leader, together with extensive psychological research involving testing, interviewing, and reading, Oakes sought to provide some degree of understanding and insight into the phenomenon of charisma.

While Oakes is to be commended for his attempt to bring light to an area which often exists in the shadows of our awareness, nevertheless, I feel his book is flawed in a number of essential ways. The following commentary constitutes some of my critical reflections upon Oakes' aforementioned book.

The first problem I have is the manner in which Oakes approaches the idea of a 'prophet'. In order to understand the nature of the problem surrounding Oakes' use of the term 'prophet', his theory will have to be delineated somewhat.

To begin with and as the aforementioned title indicates, Oakes engagement of charisma is through a psychological study and not from a religious or spiritual perspective. Therefore, one can acknowledge and appreciate that the way in which he defines the idea of a 'prophet' will be in a manner which is compatible with the psychological thrust of his study.

Notwithstanding the above acknowledgement, there are always advantages and disadvantages surrounding any choice one makes for a working, or operational, definition of a given term. Consequently, one needs to determine if, how, and to what extent, Oakes's manner of defining key terms may introduce distortion and/or problems into his inquiry.

According to Oakes, a prophet is characterized as anyone who: (a) proclaims a mission containing not just a recipe for salvation, but a mission which does so in a way that seeks to revolutionize conventional values; (b) draws, gathers, or attracts individuals who become followers of such an individual and seek to implement the guidance provided by the person being referred to as a 'prophet'. Oakes tends to lump together a number of people, ranging, on the one hand, from: Jesus and Muhammad (peace be upon them both), to, on the other hand: various Swamis, ministers, alternative community leaders, and the like.

Oakes suggests that, despite whatever differences may exist among those individuals to whom the label 'prophet' is given, what all of these individuals share in common are qualities such as: (1) a capacity to inspire people; (2) a resistance to, and opposition toward, various forms of conventionality; (3) possessing a remarkable and compelling personality that tends to set them apart from most people; (4) a grandiose sense of self-confidence which is the source for a great deal of optimism and fearlessness with respect to propagating the mission of salvation; (5) a natural capacity for acting which well-serves a 'prophet's tendency to manipulate people; (6) great rhetorical skills; (7) self-contained, independent of others, not given to self-disclosure; (8) a capacity for social insight that seems to border on the preternatural. Using the foregoing definition, Oakes identifies individuals such as: Madame Blavatsky, Bagwan Shree Rajneesh, Prabhupada Bhaktivedanta (Hare Khrishna), L. Ron Hubbard, Joseph Smith, Sun Myung Moon, Jim Jones, Werner Erhard, and Fritz Perls, as instances of modern day 'prophets'.

Depending on how one understood the idea of 'salvation' in the above definition of 'prophet, one could expand the boundaries of the set of individuals who constitute 'prophets'. For example, Adolph Hitler, who many Germans saw as the salvation of the German people, could, on the basis of the stated definition, be considered a 'prophet' because he attracted people who sought to follow his guidance concerning the nature of life and, as well, because some dimensions of such guidance sought to revolutionize certain realms of conventional values -- and, in fact, Oakes discusses Hitler along these lines at various junctures in the book on charisma.

Oakes also lists Fritz Perls and Werner Erhard as exemplars of modern prophets. Since the sort of 'salvation' which Perls and Erhard sought for their clients does not easily, if at all, lend itself to spirituality, religion, or mysticism, then, if individuals like Perls and Erhard are to be considered 'prophets' in Oakes' sense of the word, one also, potentially, might be able to apply that same definition to a great many other people besides Perls and Erhard who gave expression to various artistic, literary, philosophical, scientific, psychological, social, economic, and political theories. Indeed, consistent with Oakes' definition of a prophet, there are many personalities across history who developed theories and paradigms that were intended, in one way or another, to serve as ways to salvation, and who, in the process, proposed an overthrow of conventional values, to one extent or another, as necessary realization of salvation, and, finally, who attracted people who were interested in learning how to live their lives in accordance with the teachings of the 'master'.

Oakes borrows a distinction, made by Heinz Kohut -- a psychoanalyst --between 'messianic' and 'charismatic' personalities in order to try to frame Oakes' way of approaching issues such as 'prophets', charisma, and narcissism. Among other things, this distinction lends a certain degree of specificity to the discussion of prophets and helps address the issue of why people such as Perls, Freud, Hitler, and Erhard are part of the same group as a variety of individuals who are oriented in a largely religious/spiritual/mystical manner.

According to Oakes, messianic prophets: (1) tend to identify God as an 'external' source of inspiration; (2) often interact with Divinity in terms of a personal relationship which has an 'objective' nature; (3) usually teach by means of revelation; (4) seem to be motivated by a fantasy which construes one's individual existence to be part of the Godhead; (5) are psychologically oriented toward the external world and, as a result, able to perform reality checks; (6) frequently described as being very consistent with respect to behaviors or beliefs and, therefore, seen as stable over time; (7) are fairly modest with respect to making claims about themselves; (8) seek to do works of virtue and excellence in conjunction with the world, as well as to work for what is perceived to be the welfare of others; (9) apparently resigned to experiencing an eventual decline in influence and, as a result, often willing to make preparations for transition in leadership; (10) tend to generate new laws which foster a form of release that, ultimately, serves as a source of helping to constrain society; (11) give emphasis to doing 'God's work' which is at the heart of the messianic mission; (12) inclined to be other worldly and withdraw from the world's corrupting potential; (13) treat truth and duty to be the two highest forms of ethical expression.

On the other hand, for Oakes, charismatic prophets: (1) locate Divinity within rather than externally; (2) filter their relationship with 'being' in terms of impersonal forces; (3) teach by example rather than through revelation; (4) are motivated by the fantasy that 'I and the Godhead' are one; (5) tend to be out of touch with external reality and, therefore, unable to run reality checks; (6) perceived as being inconsistent with respect to both beliefs and behaviors which leads to considerable instability over time; (7) fairly immodest and given to bouts of self-aggrandizement; (8) are not interested in the welfare of others, but, rather, are likely to be antisocial and self-serving; (9) often self-destruct or fall from grace through behaviors; (10) oriented toward rebellion, a certain lawlessness, and consider release/freedom to be good in and of themselves; (11) seek recognition rather than to be a vehicle of God's work; (12) use the corruption of the world as a justification for amorality and the opportunistic exploitation of circumstances; (13) consider love and freedom to be the highest forms of ethical expression.

For the most part, Oakes considers messianic and charismatic types of prophets to constitute groups that are, to a large extent, mutually exclusive categories. In other words, if one compares the 13 points outlined above in conjunction with both types of 'prophets', then, whatever quality or characteristic is said to describe one type of 'prophet', there tends to be an absence of any common ground shared by members of the respective groups and, as well, in relation to any of the 13 characteristic, members of two groups tend to be proceeding in very different directions – sometimes in diametric opposition -- with respect to each of the points.

Oakes does indicate that elements of each type of prophet may be combined in different sorts of permutations so that some individuals may give expression to mixed combinations of both messianic and charismatic types. However, on the whole, Oakes seems to believe that in most cases one can identify a given 'prophet' as being either of a messianic kind or a charismatic kind.

Although, as noted above, Oakes alludes to the possibility that a given individual may give expression to qualities and characteristics from each of the two sets of characteristics, he doesn't pursue this possibility in any concrete manner. Consequently, one doesn't really know what he means by his allusion other than that he states it as a possibility.

One could imagine someone who teaches by example (a charismatic trait) as well as through revelation (a messianic characteristic). In addition, one could conceive of an individual who located Divinity both within (a charismatic tendency) and without (a messianic quality). One also can acknowledge the possibility of there being 'leaders' who did not focus on just love and freedom (a charismatic property) or on just truth and duty (a messianic feature) but on all of these qualities together … that is, love, freedom, duty, and truth would be part of an integrated, harmonious whole which were in balance with one another.

On the other hand, one could not be both stable (a messianic trait) and unstable (a charismatic property). Moreover, one cannot seek to genuinely enhance the welfare of other people (a messianic characteristic) and, at the same time, be antisocial (a charismatic quality).

One cannot be both relatively humble (a messianic tendency) and engaged in self-aggrandizement (a charismatic inclination); nor can one both sincerely seek to be removed from the world's corruption (a messianic characteristic), as well as exploit that corruption to justify one's own descent into one's own amoral version of such corruption (a charismatic quality). One cannot be both attentive to the external world and, as a result, be capable of monitoring one's behavior in the light of that world (a messianic property), while, simultaneously, being out of touch with that external world and, therefore, unable to run various kinds of reality checks intended to constrain one's behavior (a charismatic property).

Furthermore, Oakes does not directly discuss the possibility of there being 'prophets' who were stable (messianic) but caught up in the throes of self-aggrandizement (charismatic), or 'prophets' who were interested in serving God (messianic) but wanted recognition for their efforts (charismatic). Oakes also does not speak about 'prophets' who might engage in reality checks (messianic) and, yet, also have a tendency to rebel, flaunt convention, and become entangled with legal skirmishes of one kind or another (charismatic) – in other words, a person might pay attention to the external world in order to better understand how to subvert it and manipulate it.

One could expand upon the nature and number of such permutations and combinations. Almost all, if not all, of the foregoing possibilities fall outside the horizons set by Oakes' exploration into the psychology of charisma.

One does not know how Oakes would respond to any of the foregoing other than to, perhaps, acknowledge them as possibilities which require further study. What one does know is that, in general, Oakes is inclined to place messianic prophets in a largely, if not wholly, spiritual-religious context, whereas so-called charismatic prophets tend to be perceived as individuals who do not necessarily participate in activities which can be described in religious, spiritual, or mystical terms.

Thus, individuals such as Hitler, Frued, Perls, and Erhard can be studied along side of overtly religious/spiritual figures such as Madame Blavatsky, Gurdjieff, Bhagwan Shree Rajneesh, Jim Jones, and Joseph Smith -- to name but a few. This is because the characteristic which ties these individuals together is not spirituality, per se, but the quality of charisma which can be manifested in both religious as well as non-religious contexts.

One wonders why Oakes chose to use the term 'prophet' -- as opposed to, say, 'leader' or some other comparable word -- in order to refer to individuals who proclaim a mission of salvation, seek to challenge or overthrow conventional values through that mission, and, in the process, try to induce people to participate in that mission by, among other things, applying the mission principles to their own lives through looking to the individual on a mission as their guide or teacher concerning how one should go about accomplishing this. One possibility is that Oakes wanted to concentrate on what he perceived to be the 'function' of a 'prophet', independently of religious and spiritual considerations.

Thus, if one removes the element of spirituality from the idea of a prophet, and just looks at the behavior of such an individual, then, according to Oakes, prophets are individuals who: (a) proclaim a mission; (b) couch the nature of that mission in terms of some kind of salvation; (c) often run into conflict with certain conventional values which exist at the time the mission is pursued; (d) seek to attract adherents to the mission, and (e) serve as a guide or teacher for those individuals who are trying to incorporate the mission's principles into their lives. If one separates the element of spirituality and religiosity from the 'functional behavior' of a prophet, then, individuals -- irrespective of whether they represented a religious or non-religious context -- might be considered to be observing 'prophetic' behavior if they satisfied the conditions specified by Oakes which have been outlined above.

From a traditional, spiritual perspective, an individual does not proclaim himself or herself to be a 'prophet' or become a prophet by arbitrarily proclaiming that one has a mission. A Prophet is someone who has been appointed by Divinity to serve in a particular capacity for a given community.

Secondly, to reduce the task of a Prophet down to being a mission of salvation is problematic. To be sure, prophets do speak about the issue of salvation, but they also speak about: knowledge, truth, spiritual potential, identity, purpose, justice, death, and purity in ways which transcend mere salvation and re-orients one toward the possibility of additional realms of the sacred … sometimes referred to as the mystical dimension of spirituality.

Thirdly, to say that the intention of a Prophet is to clash with conventional values, or to rebel against such values, or to start a revolutionary movement which opposes such values, this also is problematic. A Prophet of God seeks to speak and behave in accordance with the truth, the reality of things, and while it may be the case that what is true does conflict with certain, conventional values, the purpose of giving voice to the truth is not to generate conflict, rebellion, or revolution.

Moreover, even if were true that some conventional values were opposed by a given Prophet, one need not suppose that, therefore, all conventional values in a certain community would become the focus of opposition. Whether conventional values became objects of conflict, or which values might became objects of conflict, could depend on a variety of circumstances and, consequently, to maintain that a main feature of the 'prophetic' mission is to revolutionize conventional values is far too sweeping and ambiguous a claim.

Prophets are sent to remind and warn people about a variety of things. They are sent to induce people to seek out the truth in all things. They are appointed in order to encourage people to be loving, thankful, sincere, honest, kind, forgiving, tolerant, modest, generous, considerate, friendly, respectful, aware, co-operative, hopeful, persevering, patient, peaceful, and to be inclined toward seeking repentance (with respect to both human beings and God) for the mistakes one has made. Prophets are also sent to discourage people from being: deceitful, exploitive, abusive, unjust, lacking in compassion, cruel, arrogant, hypocritical, dogmatic, intolerant, unloving, unfriendly, disputatious, immodest, thoughtless, insensitive, and so on.

There may be vested interests and various centers of power who become threatened, for one reason or another, by the activity of a Prophet, but the intent of a Prophet is not necessarily to wage war or rebel against those who have vested interests. Historically speaking, whenever and wherever possible, conciliation, harmony, peace, compromise, and negotiation are pursued by Prophets -- not confrontation and conflict.

Fourthly, a Prophet is not necessarily trying to attract followers. A Prophet is seeking to speak the truth as well as to offer guidance for anyone who is willing to engage that truth and guidance with a receptive heart and mind.

A Prophet is trying to assist people to realize the potential of their own relationship with the Truth/Reality. A Prophet is not trying to attract a following. The fact that a community of people may arise around that individual may only mean that they are a community with a common set of purposes rather than an amalgamation made up of a leader and his or her followers.

Of course, the foregoing points all raise the question of whether, or not, there is anyone who is actually appointed by Divinity to serve in a special, Divinely-ordained role of a Prophet. For the most part, Oakes tries to stay away from this issue and, therefore, restricts his discussion to what people claim to believe concerning their status as a 'prophet', quite independently of considerations of the truth or falsity of those claims.

However, Oakes does stray from a largely neutral stance when he says that messianic prophets tend to operate in accordance with the 'fantasy' that they are, in a yet to be explained -- and possibly ineffable – sense, “part” of God, whereas charismatic prophets are, according to Oakes, motivated by the 'fantasy' that they and the Godhead (or the psychic mother/father) are one … that they are 'God'. In other words, Oakes is making a statement about what he perceives to be the truth status of much of what a 'prophet' says when Oakes maintains that no matter whether one falls into the category of a messianic prophet or one is subsumed under the category of a charismatic prophet, both sets of individuals are motivated by a fantasy concerning their relationship with God.

One is free to believe whatever she or he likes about the truth or falsity concerning the existence of Divinity, or the 'authenticity' of a given spiritual claim about being a 'Prophet'. However, one cannot assume an aura of neutrality on such issues, while simultaneously trying to claim that, say, someone's understanding concerning the nature of his or her relationship with Divinity is necessarily rooted in fantasies of one kind or another.

To be sure, there are individuals who do suffer from delusions concerning their self-professed Divine nature or special status with God, and so on. Nevertheless, this does not automatically force one to conclude that anyone who makes such statements is delusional or under the influence of a fantasy or myth of some kind … this remains to be determined on a case-by-case basis.

One cannot assume one's conclusions. Assumptions ought to be clearly identified as such, and there should be some thought given to how one's conclusions might be affected, adversely or otherwise, if the operational definition one is using -- in this case, the idea of who and what a 'prophet is -- turns out to be problematic, skewed, or incorrect.



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